About Us - Compliance / Information Security
 

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When you use Broker to Broker, you can rest assured that maintaining compliance and your critical data’s security is crucial to us.

In today’s litigious world, it’s imperative that you maintain vigilance with regard to your compliance and data security processes, not only internally, but externally through your partners and vendors as well.

At Broker to Broker, we are a compliance-driven organization. Given that we service the Financial Services Industry, regulatory requirements and data security are constantly at the forefront of our process discussions and improvements. We continually strive to maintain very high levels of security in everything we do.

Our primary responsibility is to handle your mailings as you wish. We can and will be very flexible in that regard. However, there are many pitfalls in the ACAT mailing process, and it is heavily regulated through compliance organizations and industry agreements. With over 17 years of experience, we can help you navigate those pitfalls and help keep you in compliance to reduce your chances of jeopardizing your clients or your business.

Although we very rarely receive truly sensitive data from our clients, we treat every piece of information we receive with utmost security.  Equally important is our promise not to expose or release any client information in providing our services except as instructed by you.


 
 
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